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Risk and compliance
Results: 2018

#	Item
931	Circular Letter No[removed]Compliance with Section 3211 and Regulation 77 Notice Requirements for Variable Life Insurance Policies Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2011-12-27 12:05:24 Insurance Investment Institutional investors Life insurance Risk purchasing group Finite Risk insurance Financial economics Financial institutions Types of insurance
932	COUNTY OF FAIRFAX, VIRGINIA Compliance Audit Pursuant to OMB Circular A-133 (Single Audit) June 30, 2014 (With Independent Auditors’ Reports Thereon) Add to Reading List Source URL: www.fairfaxcounty.gov Language: English - Date: 2014-11-25 12:05:32 Business Risk United States Office of Management and Budget Government Accountability Office Audit Compliance requirements Financial audit Internal control Administration of federal assistance in the United States Accountancy Auditing Single Audit
933	Corporate Governance, Internal Controls, and Compliance and Risk Management Promoting Sound and Proper Corporate Management Omron is committed to maintaining and exercising a proper corporate governance system while incr Add to Reading List Source URL: www.omron.com Language: English - Date: 2014-08-08 03:59:51 Corporations law Auditing Private law Committees Board of directors Internal audit Supervisory board Executive pay Corporate law Corporate governance Business Management
934	SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No[removed]; File No. S7[removed]STATEMENT OF GENERAL POLICY ON THE SEQUENCING OF THE COMPLIANCE DATES FOR FINAL RULES APPLICABLE TO SECURITY-BASED SWAPS ADOPTED Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-15 14:01:17 Finance 73rd United States Congress United States Securities and Exchange Commission Systemic risk Late-2000s financial crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Credit default swap Securities regulation in the United States Financial economics Financial regulation United States securities law
935	The Guidelines, 10 Years on… Their Impact and Effectiveness: a Personal Perspective Sovereign Debt Management Forum World Bank, Washington, October, 2012 Mike Williams Add to Reading List Source URL: treasury.worldbank.org Language: English - Date: 2013-02-05 10:02:38 Security Project management Risk Risk management Government debt Debt Compliance and ethics program Enterprise risk management Ethics Actuarial science Management
936	DELIVERY OF BENEFITS COMPLIANCE AUDITS FREQUENTLY ASKED QUESTIONS 1. What are “Delivery of Benefits Compliance Audits”? Delivery of Benefits Compliance Audits (Audits) are review audits conducted on projects and prog Add to Reading List Source URL: cbt.org Language: English - Date: 2014-10-27 12:27:44 Business Audit Information technology audit Quality audit Information technology audit process Audit committee Auditing Accountancy Risk
937	Auditor of State Bulletin Bulletin[removed]Date Issued: Add to Reading List Source URL: ohioauditor.gov Language: English - Date: 2014-01-03 19:17:57 Auditing Risk Economy of the United States Government Accountability Office Federal Audit Clearinghouse Administration of federal assistance in the United States Compliance requirements Audit Information technology audit Single Audit Accountancy United States Office of Management and Budget
938	DRAFT[removed]CHARTER AUDIT AND COMPLIANCE COMMITTEE October 1, 2012 Add to Reading List Source URL: www.greatboards.org Language: English - Date: 2014-10-30 17:00:12 Business Corporations law Private law Audit committee Risk Audit Internal control Board of directors Chief audit executive Auditing Corporate governance Committees
939	Small Captive Insurance for the Agribusiness Community. Helping Grow and Protect Your Legacy Disclosure  IRS CIRCULAR 230 DISCLOSURE: To ensure compliance with Add to Reading List Source URL: grainnet.com Language: English - Date: 2014-09-17 16:07:03 Financial institutions Institutional investors Captive insurance Self insurance Alternative risk transfer Risk management Liability insurance Insurability Directors and officers liability insurance Insurance Financial economics Types of insurance
940	100 million reasons to ask about our workers’ compensation services Safety Academy Our Safety Academy courses provide you with compliance programs to meet OSHA’s Add to Reading List Source URL: www.omlohio.org Language: English - Date: 2014-10-05 13:50:44 Management Industrial hygiene Safety engineering Environmental social science Risk management Occupational Safety and Health Administration Web conferencing Workplace safety Emergency management Occupational safety and health Safety Risk

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